Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PKS Advisory Services charges fixed fees for financial planning and consulting, generally ranging from $500 to $1,000. Investment management services are charged an annual fee based on a percentage of assets under management, up to 2.75%. The annual fee varies depending on the market value of assets, the type of services, and the experience of the advisor. Clients also incur additional fees charged by third parties such as broker-dealers and custodians.
Areas of Practice
Advisor Information
Office location
80 State Street, Albany, NY, 12207
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian advises clients on investments through PKSA, dedicating about a quarter of his time. He is also an independent insurance agent with PKS Financial, selling insurance products and fixed annuities a few hours per week, and owns Empire State Legacy Holdings, LLC for tax and liability purposes, dedicating minimal time.