AH
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
775 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Advisor Information
Office location
1290 Avenue of the Americas, New York, NY, 10104
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2020 - Present · 5 yrs 6 mos
Neuberger Berman Bd LLC
April 2020 - Present · 5 yrs 9 mos
Neuberger Berman Bd LLC Broker
April 2020 - Present · 5 yrs 9 mos
Previous Registrations
Bofa Securities, INC. Broker
May 2019 - February 2020 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2018 - May 2019 · 9 mos
Jefferies & Company, INC.Broker
August 2011 - December 2012 · 1 yr 4 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.