MK
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
940 clients
Average Client Portfolio
$657K average
Assets Under Management
$617.3M
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.60% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $7.5M | 0.70% |
| $7.5M+ | 0.50% |
Fees may be negotiable in limited circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$750 - $1,500
Hourly Rate:$150/hr
For portfolio management, you'll pay an annual fee based on a percentage of your assets (see the table for rates). Financial planning and consulting services are offered at $150/hour or a fixed fee ranging from $750 to $1,500, depending on complexity. Model fees may also apply. The firm may earn a fee from StoneCastle if clients participate in the FICA Program. The firm also receives compensation from the Issuer for selling fee-based annuities.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
Sarasota, FL
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Darwin Wealth Management
September 2022 - Present · 3 yrs 4 mos
Previous Registrations
Darwin Asset Management, LLC
November 2022 - June 2024 · 1 yr 7 mos
Darwin Asset Management, LLC
November 2022 - December 2023 · 1 yr 1 mo
James Alpha Advisors, LLC
December 2017 - October 2020 · 2 yrs 10 mos
Aviance Capital Management, LLC
November 2012 - June 2017 · 4 yrs 7 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.