FJ
Firm Information
Compensation
Commission-BasedFee-Only (AUM)
Number of Advisors
67 advisors
Number of Clients
861 clients
Average Client Portfolio
$685K average
Assets Under Management
$590.1M
Fee Structure
Minimum Investment:$50K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
PMP Program Fees for Equity and Balanced Strategies. Program Fees may be negotiated under certain circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
The firm offers several programs with different fee structures. The Portfolio Management Program (PMP) and Asset Advisor programs have fees based on asset levels, as shown in the tables. The Personalized UMA program charges an advisory fee of 2.00% plus a manager fee ranging from 0.0% to 0.50%. Minimum account sizes vary by program: generally $50,000 for PMP, $100,000 for Personalized UMA (equity and balanced strategies), and $1,000,000 for Personalized UMA (fixed income strategies). A separate financial plan is offered at no cost upon request.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
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Advisor Information
Office location
2001 Route 46, Waterview Plaza, Parsippany, NJ, 07054
Get directionsRegulatory History (1)
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Customer Dispute
September 2018Denied
Employment History
Current Registrations
Hennion & Walsh Asset Management, INC.
August 2016 - Present · 9 yrs 5 mos
Hennion & Walsh, INC.
September 2011 - Present · 14 yrs 4 mos
Hennion & Walsh, INC.Broker
September 2011 - Present · 14 yrs 4 mos
State Registrations34 states
ARAZCACOCTDEFLGAIAILINKYLAMAMDMIMNMOMSNCNENJNVNYOHPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.