Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees are generally negotiable.
Fee Estimator
Portfolio management fees range from 1.75% to 1.00% annually based on assets under management, with lower fees for fixed income only accounts (0.25%). Financial planning is a fixed $5,000 fee, and family office services range from 0.75% to 1.5% annually. Performance-based fees include a 1.00% management fee and 20% of capital appreciation exceeding a hurdle rate. Cash management services have a 0.25% annual fee. Fees are negotiable. Held away accounts are charged 1.00% annually.
Areas of Practice
Advisor Information
Office location
185 W Chestnut Ave, Monrovia, CA, 91016
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bill is an independent insurance agent for TransGlobal Holding Company, selling fixed insurance and fixed annuity products, and an Investment Adviser Representative for TransGlobal Advisory, LLC. He also serves as CEO of AI Mortgage Lending, dedicating nearly full-time hours, and is a registered agent for Globalink Securities Inc.