PG
CFP

Peter F Gaertner

15 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
15 advisors
Number of Clients
1,560 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $7.0M0.75%
$7M+0.75%

Fees negotiable thereafter.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

Roffman Miller charges an annual fee based on a percentage of assets under management, paid quarterly. Fees are negotiable on an individual basis. The firm may charge a lesser fee or waive its asset minimum based on various criteria. Existing clients opening new accounts will be billed using the fee schedule agreed upon at the beginning of the relationship. Clients may incur brokerage fees and miscellaneous fees charged by the broker/dealer.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

1835 Market Street, Suite 500, Philadelphia, PA, 19103

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Roffman Miller Associates INC
February 2024 - Present · 1 yr 11 mos
Previous Registrations
Bryn Mawr Capital Management, LLC
January 2024 - January 2024 · 0 mos
Affinity Wealth Management LLC
February 2018 - October 2023 · 5 yrs 8 mos
Mercap Securities, LLCBroker
November 2017 - December 2019 · 2 yrs 1 mo
Coastal Equities, INC.Broker
October 2013 - November 2017 · 4 yrs 1 mo
Affinity Wealth Management LLC
September 2013 - February 2018 · 4 yrs 5 mos
J.P. Morgan Securities LLC Broker
October 2009 - September 2013 · 3 yrs 11 mos
State Registrations2 states
DEPA
Advisor
Exams
No exam information available for this advisor.