Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
41 advisors
Number of Clients
8,726 clients
Average Client Portfolio
$725K average
Assets Under Management
$6.3B

Fee Structure

Financial Planning:Included in AUM fee
Hourly Rate:$100 - $500/hr

Wealth management and Customized Portfolio Platform fees range from 0.15% to 2.00% annually, based on assets under management and the complexity of services. Sleeve manager strategy service fees range from 0.08% to 1.25% annually. Financial planning and consulting services are offered on an hourly basis ($100 to $500 per hour) or for a fixed fee, which is negotiable. Corporate retirement plan advisory fees are charged up to 2.00% annually. AWM also assesses an annual account fee, as stated in the client's investment advisory agreement. Clients may also incur servicing and reporting fees for certain assets held outside of advisory accounts.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
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Advisor Information

Office location

6005 Hidden Valley Road, Suite 290, Carlsbad, CA, 92011

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Regulatory History (1)
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Criminal
February 2015
Final Disposition
Other Business ActivitiesSells Insurance

Eric operates E & E Financial, LLC as a DBA for his investment advisory business. He also provides consulting services through Monahan & Roth, LLC, dedicating a significant amount of time to due diligence, research, client services, and supporting senior management. Additionally, Eric sells insurance through CPS Insurance, dedicating minimal time to this activity, and serves as President of the Board for Harriet Tubman Village Charter School, spending a few hours per week on board meetings.

Employment History
Current Registrations
Axxcess Wealth Management, LLC
January 2022 - Present · 4 yrs
Previous Registrations
Xton Financial LLCBroker
July 2020 - April 2024 · 3 yrs 9 mos
Axxcess Wealth Management, LLC
May 2020 - December 2021 · 1 yr 7 mos
Millennial Advisers, LLC.
March 2020 - April 2020 · 1 mo
Allied Millennial Partners, LLCBroker
March 2020 - April 2020 · 1 mo
Wbb Securities, LLC Broker
January 2017 - July 2020 · 3 yrs 6 mos
Wbb Securities, LLC
January 2017 - July 2020 · 3 yrs 6 mos
Keystone Capital CorporationBroker
March 2011 - January 2017 · 5 yrs 10 mos
Keystone Capital Corporation
March 2011 - October 2016 · 5 yrs 7 mos
AXA Advisors, LLC
April 2010 - March 2011 · 11 mos
AXA Advisors, LLC Broker
March 2010 - March 2011 · 1 yr
State Registrations3 states
CATNTX
Advisor
Exams
No exam information available for this advisor.