Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2267 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI charges an annualized, fixed asset-based fee of up to 2%. This fee is negotiable based on various factors. This fee covers CGMI's services, clearing firm charges, and compensation to the client's financial advisor. Clients also pay a separate fee to the investment managers selected to manage their assets, ranging from 0.10% to 0.60% annually, depending on the asset class and investment style. These investment manager fees are not negotiable and are subject to change. Additional fees may apply for other services like wire transfers and account transfers.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

CWM Retail, Sales, 120 Broadway, New York, NY, 10271

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Citigroup Global Markets INC.
January 2020 - Present · 6 yrs
Citigroup Global Markets INC. Broker
February 2016 - Present · 9 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLC Broker
October 2012 - January 2016 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
December 2009 - October 2012 · 2 yrs 10 mos
State Registrations25 states
ARAZCACOCTDCDEFLGAILINMAMDMINCNJNVNYOHPATXVAWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adiz Fernandez - Financial Advisor | AdvisorDiscover