Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
833 advisors
Number of Clients
70,834 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$94.6B

Fee Structure

Minimum Investment:$50K

WEAS charges fees that may vary but will not exceed 2% per year of assets under management. Clients may also pay fees to separate managed account investment managers, potentially exceeding 2% in total. Fees are negotiable and depend on service complexity. WEAS may waive or discount fees for employees/relatives. Clients may pay transaction fees to broker-dealers. Platform fees apply when utilizing Fidelity Managed Account Xchange® (FMAX).

Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information

Office location

1800 W Loop S, Suite 1900, Houston, TX, 77027

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2023
Pending
Other Business Activities

Abraham uses Wealth Enhancement Group as a DBA for his LPL business since 2020. This activity is investment-related.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
October 2020 - Present · 5 yrs 3 mos
Wealth Enhancement Brokerage Services, LLCBroker
October 2020 - Present · 5 yrs 3 mos
Wealth Enhancement Brokerage Services, LLC
October 2020 - Present · 5 yrs 3 mos
Previous Registrations
LPL Financial LLC
March 2021 - April 2021 · 1 mo
LPL Financial LLC Broker
October 2020 - December 2022 · 2 yrs 2 mos
Bbva Wealth Solutions INC.
July 2014 - September 2020 · 6 yrs 2 mos
Bbva Securities INC.Broker
May 2013 - September 2020 · 7 yrs 4 mos
Bbva Compass Investment Solutions, INCBroker
January 2011 - May 2013 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
December 2009 - October 2010 · 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.