Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Soundwatch Capital's annual investment advisory fee for sub-advisory clients varies from 0.30% up to 1.00% of assets under management, based on factors like anticipated earning capacity, asset size, and negotiations. Fees are negotiable. Clients also incur charges at the mutual fund and ETF level. The firm's investment programs involve moderate portfolio turnover, which could impact after-tax gains in taxable accounts.
Areas of Practice
Advisor Information
Office location
137 Rowayton Avenue, Suite 120, Rowayton, CT, 06853
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is the Founder and CEO of SWC USA LLC, dedicating a few hours per week to making investment decisions. He is also the Founder and Chief Investment Officer of SWC Hedged Equity Fund BV, spending a few hours per week on investment decisions.