VM

Victor Martinez

Strategy Asset Managers L.L.C.
15 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Strategy Asset Managers L.L.C.
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
572 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$741.5M

Fee Structure

Minimum Investment:$250K
Financial Plan Fee:$1,500 - $20,000
Hourly Rate:Up to $400/hr

For Institutional Investment Management, fees are negotiable, with a maximum of 0.750% for the first $25 million, 0.625% for the next $25 million, and 0.500% thereafter. Comprehensive Asset Management has a maximum annual fee of 2.00%, also negotiable. Financial Planning & Consulting is charged hourly (up to $400/hour) or flat fees ($1,500 to $20,000). Retirement Plan Consulting fees will not exceed 1.00% of plan assets.

View Full Brochure on SEC
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth

Advisor Information

Office location

790 E. Colorado Blvd, Suite 200, Pasadena, CA, 91101

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2019
Settled
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Other Business Activities

Victor is a member of Marstel Senior Homes LLC, an investment-related healthcare business, since 2018.

Employment History
Current Registrations
Strategy Asset Managers L.L.C.
January 2024 - Present · 2 yrs
Previous Registrations
Morgan Stanley
November 2019 - January 2024 · 4 yrs 2 mos
Morgan Stanley Broker
November 2019 - January 2024 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
April 2016 - November 2019 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2016 - November 2019 · 3 yrs 7 mos
Morgan Stanley
April 2010 - April 2016 · 6 yrs
Morgan Stanley Broker
February 2010 - April 2016 · 6 yrs 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.