AP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
262 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B
Fee Structure
Financial Planning:Investment management only
This brochure does not contain specific fee schedules or ranges. Fees for Institutional Separate Accounts are individually negotiated. For Retail SMAs, fees are determined by wrap fee programs or dual contract arrangements. Clients are responsible for selecting a Designated Cash Sweep Vehicle for uninvested cash.
Areas of Practice
Investment Management
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Advisor Information
Office location
333 West Wacker Drive, Chicago, IL, 60606
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Asset Management, LLC
May 2021 - Present · 4 yrs 8 mos
Nuveen Securities, LLCBroker
March 2021 - Present · 4 yrs 10 mos
Previous Registrations
Independent Brokers LLCBroker
February 2010 - March 2011 · 1 yr 1 mo
State Registrations2 states
ILNC
AdvisorBroker
Exams
No exam information available for this advisor.