AM
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
39 advisors
Number of Clients
113 clients
Average Client Portfolio
$65.4M average
Assets Under Management
$7.4B
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Advisor Information
Office location
330 Madison Avenue, 10th Floor, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
December 2024 - Present · 1 yr 1 mo
Guggenheim Funds Distributors, LLC Broker
October 2024 - Present · 1 yr 3 mos
Previous Registrations
Blackrock Investments, LLCBroker
September 2018 - October 2024 · 6 yrs 1 mo
J.P. Morgan Institutional Investments INC.Broker
August 2013 - August 2017 · 4 yrs
Pimco Investments LLCBroker
February 2011 - July 2011 · 5 mos
Allianz Global Investors Distributors LLCBroker
April 2010 - February 2011 · 10 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.