CK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
29 advisors
Number of Clients
705 clients
Average Client Portfolio
$64.2M average
Assets Under Management
$45.3B
Fee Structure
Minimum Investment:$100K
Financial Planning:Investment management only
Thornburg's standard fees are listed in the brochure, but actual rates are negotiable. Fees are automatically deducted quarterly, typically in advance. Wrap program clients typically pay 1% to 3% of AUM to the sponsor, with Thornburg receiving 0.30% to 0.75% of client assets. Fees for Core+ and Opportunistic Investment Strategies (real estate) are negotiable.
Areas of Practice
Investment Management
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Advisor Information
Office location
Austin, TX
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Thornburg Investment Management INC
April 2021 - Present · 4 yrs 9 mos
Thornburg Securities LLC
April 2021 - Present · 4 yrs 9 mos
Thornburg Securities LLCBroker
April 2021 - Present · 4 yrs 9 mos
Previous Registrations
Invesco Advisers, INC.
October 2011 - April 2021 · 9 yrs 6 mos
Invesco Distributors, INC.Broker
September 2010 - April 2021 · 10 yrs 7 mos
Chase Investment Services CORP.Broker
February 2010 - August 2010 · 6 mos
State Registrations3 states
CANMTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.