AI
CFP

Alejandro G Ireta

14 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
14 advisors
Number of Clients
406 clients
Average Client Portfolio
$565K average
Assets Under Management
$229.2M

Fee Structure

Financial Planning:Investment management only

SWBC receives a portion of the wrap fee for advisory services. The overall cost may be higher or lower than purchasing services separately. Fees paid to Third-Party Managers range from 0.00% to 1.50% of assets under management. Clients will be responsible for additional fees such as SEC liquidation fees and wire transfer fees. Fees are subject to negotiation.

Areas of Practice
Investment Management
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Advisor Information

Office location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alejandro is an Investment Advisor Representative (IAR) for SWBC Investment Company.

Employment History
Current Registrations
Swbc Investment Services, LLCBroker
August 2020 - Present · 5 yrs 5 mos
Swbc Investment Company
July 2020 - Present · 5 yrs 6 mos
Previous Registrations
Pax Financial Group
August 2016 - February 2021 · 4 yrs 6 mos
LPL Financial LLC Broker
November 2011 - July 2017 · 5 yrs 8 mos
State Registrations3 states
FLLATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.