GM
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
79 clients
Average Client Portfolio
$625K average
Assets Under Management
$49.3M
Areas of Practice
Tax Planning
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Advisor Information
Office location
Charlotte, NC
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Contact
Graham Patrick MullRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Foundation Wealth & Tax Advisors, LLC
December 2023 - Present · 2 yrs 1 mo
Previous Registrations
Vanguard Advisers, INC.
April 2018 - August 2023 · 5 yrs 4 mos
Vanguard Marketing CorporationBroker
May 2014 - August 2023 · 9 yrs 3 mos
J.P. Morgan Securities LLC Broker
October 2012 - December 2013 · 1 yr 2 mos
Chase Investment Services CORP.Broker
March 2010 - October 2012 · 2 yrs 7 mos
State Registrations3 states
MDNCSC
Advisor
Exams
No exam information available for this advisor.