Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Expand Financial charges a fee for investment management services, including advisory and consulting services. The maximum annual advisory fee is 1.50% of assets managed. Fees are calculated either quarterly or monthly in arrears based on the account values. Flat fees may be negotiated. Financial planning services are included in the investment management fees. Retirement plan fees range from 0.03% to 1.00% asset-based or $100 to $75,000 annually for flat fixed fees.
Areas of Practice
Advisor Information
Office location
Littleton, CO
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is involved in several technology-related businesses for the financial services and retirement plan industries, including Expand Financial LLC, Expand Financial Systems, LLC, Expand Revenue Management, LLC, and Fiduciary Insight LLC. Gregory also holds an insurance license and recommends insurance products, though the time commitment for this activity is not specified.