CK

Christopher Sean Kerwin

15 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
76 advisors
Number of Clients
45 clients
Average Client Portfolio
$7.2B average
Assets Under Management
$322.1B

Fee Structure

Financial Planning:Investment management only

PGIM Investments receives fees and/or cost reimbursements for research and recommendation services provided to affiliated insurance companies. For PGIM Model Portfolios, they receive a management fee for managing the assets of the underlying PGIM mutual funds and PGIM ETFs, if any, that are included in the portfolios. PGIM Investments does not directly charge a fee to any Third-Party Advisors or the clients of any Third-Party Advisors for accessing the PGIM Model Portfolios on the Third-Party Platform(s).

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

Fairfield, CT

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2019
Final Disposition
Employment History
Current Registrations
Pgim Investments LLC
September 2025 - Present · 4 mos
Prudential Investment Management Services LLC
September 2025 - Present · 4 mos
Prudential Investment Management Services LLCBroker
September 2025 - Present · 4 mos
Previous Registrations
Columbia Management Investment Advisers, LLC
July 2017 - September 2025 · 8 yrs 2 mos
Columbia Management Investment Distributors, INC.Broker
July 2017 - September 2025 · 8 yrs 2 mos
Lord, Abbett & CO. LLC
July 2012 - April 2017 · 4 yrs 9 mos
Lord Abbett Distributor LLCBroker
July 2012 - April 2017 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2011 - July 2012 · 9 mos
Morgan Stanley Smith Barney LLC
July 2010 - August 2011 · 1 yr 1 mo
Morgan Stanley Smith Barney Broker
May 2010 - August 2011 · 1 yr 3 mos
State Registrations4 states
CTMANYRI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.