JM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
22 advisors
Number of Clients
1,404 clients
Average Client Portfolio
$190K average
Assets Under Management
$267.4M
Fee Structure
Minimum Investment:None
Hourly Rate:$50 - $750/hr
DAI Wealth charges an annual "Account Fee" for investment management services, which may not exceed 2.50% per year of the portfolio value. Account Fees are negotiable and may vary. Fees are billed quarterly in arrears. Financial planning and consulting fees range from $50 to $750 per hour, subject to a one-hour minimum.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth
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Advisor Information
Office location
2800 Century Parkway Ne, Suite 650, Atlanta, GA, 30345
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2021Settled
Customer Dispute
January 2021Settled
Other Business ActivitiesSells Insurance
Jack is an Investment Advisor Representative at Waypoint Wealth Strategies, LLC, dedicating about 10-20% of his time, but more during trading. He is also a Financial Advisor/Agent at DAI Agency LLC, selling fixed life insurance, annuities, and long-term care insurance, spending about 10-20% of his time with this activity.
Employment History
Current Registrations
Dai Securities, LLCBroker
April 2018 - Present · 7 yrs 9 mos
Dai Wealth, LLC
March 2012 - Present · 13 yrs 10 mos
Previous Registrations
Concorde Investment Services, LLCBroker
October 2015 - April 2018 · 2 yrs 6 mos
Triad Advisors, INC.Broker
July 2011 - October 2015 · 4 yrs 3 mos
State Registrations10 states
AZCOFLIAKSMNOHSDTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.