Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
94 advisors
Number of Clients
5,401 clients
Average Client Portfolio
$716K average
Assets Under Management
$3.9B

Fee Structure

Financial Planning:Investment management only

Fees for advisory services are negotiable and vary based on factors such as the IAR, client location, types of securities managed, account size, and service requests. Asset-based fees range up to 2.25% for discretionary, non-discretionary, and sub-adviser advisory accounts, and up to 2.50% for all-inclusive wrap accounts. NFGI's 401K Portfolios fees range from 0.10% to 0.30%. NFGI Portfolios may have fees range up to a maximum of 1.50%. Financial consulting fees are determined on a one-time basis and are subject to negotiation.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

3925 Fountains Blvd Ne, Suite 200, Cedar Rapids, IA, 52411

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nations Financial Group, INC.
October 2022 - Present · 3 yrs 3 mos
Nations Financial Group, INC. Broker
December 2021 - Present · 4 yrs 1 mo
Previous Registrations
Securities Management & Research, INC.Broker
October 2018 - December 2021 · 3 yrs 2 mos
Berthel, Fisher & Company Financial Services, INC. Broker
February 2016 - December 2021 · 5 yrs 10 mos
Securities Management & Research, INC.Broker
January 2016 - January 2016 · 0 mos
Scottrade, INC.Broker
December 2012 - February 2016 · 3 yrs 2 mos
State Registrations2 states
CAIA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.