Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
422 advisors
Number of Clients
17,838 clients
Average Client Portfolio
$362K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:$100K

TDPCW offers managed account programs with a single wrap fee covering investment management and trade execution. The wrap fee varies depending on the selected Managed Account Program. Clients also incur certain fees and expenses, such as SEC transaction fees, disclosed in confirmations and account statements. Cash balances in the Managed Account Program account are subject to the applicable TDPCW Managed Account Program Wrap Fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

336 Route 70 East, 2nd Floor, Marlton, NJ, 08053

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2016
Employment History
Current Registrations
TD Private Client Wealth LLC
September 2016 - Present · 9 yrs 4 mos
TD Private Client Wealth LLC Broker
September 2016 - Present · 9 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2013 - July 2016 · 2 yrs 11 mos
Wells Fargo Advisors, LLC Broker
July 2013 - July 2016 · 3 yrs
Metlife Securities INC.
August 2012 - April 2013 · 8 mos
Metlife Securities INC.Broker
June 2012 - April 2013 · 10 mos
Ing Financial Partners, INC
July 2011 - September 2011 · 2 mos
Ing Financial Partners, INC. Broker
July 2010 - September 2011 · 1 yr 2 mos
State Registrations19 states
ALCACOCTDEFLIAMAMDMENJNYOHPASCTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.