Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This firm offers several advisory programs with different fee structures. The Portfolio Investment Management Services Program and Managed Portfolio Program (LCC and ACA) have fees that range from 1.25% to 2.00% depending on asset size. The Mutual Fund Investment Program has fees ranging from 0.75% to 2.00% depending on asset size. Financial planning services are billed at $150 per hour with a minimum charge of $250. Consulting services have a minimum fee of $20,000 per year, with a basis point fee range of 25 to 125 basis points on the total amount of assets under consultation. Some fees are negotiable with CEO approval.
Areas of Practice
Advisor Information
Office location
1900 N W Expressway, Suite 1450, Oklahoma City, OK, 73118-1812
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a passive investor (17% owner) in Toroverde Farms LLC, a medical marijuana grow facility, since January 2020. He dedicates minimal time to this investment-related activity.