TM
Firm Information
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.
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Advisor Information
Office location
213 Washington Street, Newark, NJ, 07102
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tomonori sells Gerber Life insurance products. The filing does not specify the amount of time commitment.
Employment History
Current Registrations
Pruco Securities, LLC
May 2013 - Present · 12 yrs 8 mos
Pruco Securities, LLC.
July 2010 - Present · 15 yrs 6 mos
Pruco Securities, LLC. Broker
July 2010 - Present · 15 yrs 6 mos
State Registrations1 state
MI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.