AM

Alexander David Mitchell

10 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
571 advisors
Number of Clients
19,810 clients
Average Client Portfolio
$6.2M average
Assets Under Management
$122.8B

Fee Structure

Financial Planning:Included in AUM fee

Wealth management fees are negotiable, not exceeding 1.50% annually, and based on factors like engagement size and complexity. Financial planning fees are also negotiable and may be flat or included in investment management fees. Additional services have separately agreed-upon fees. Clients pay custodian, broker, and fund fees separately. Cerity Partners may receive revenue sharing from certain private investments, creating a potential conflict of interest.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningAlternative InvestmentsCharitable Giving
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Advisor Information

Office location

8215 Greenway Boulevard, Suite 540, Middleton, WI, 53562

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cerity Partners LLC
June 2025 - Present · 7 mos
Previous Registrations
Canopy Wealth Management
August 2024 - June 2025 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2017 - July 2024 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2017 - July 2024 · 6 yrs 9 mos
Northwestern Mutual Investment Services, LLC Broker
June 2010 - September 2012 · 2 yrs 3 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.