CC

Carl R Carlson

13 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
9 advisors
Number of Clients
1,020 clients
Average Client Portfolio
$499K average
Assets Under Management
$508.6M

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee

Carlson Financial charges an annual advisory fee based on assets under management, collected monthly in arrears. Fees are negotiable, but will not exceed 3.00% per annum. In certain circumstances, they may assess a flat, annual fee not exceeding $250,000 for ultra-high-net-worth clients. A minimum household balance of $250,000 per account is typically required, but may be waived at the firm's discretion.

Areas of Practice
Retirement PlanningInvestment ManagementHigh Net Worth
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Advisor Information

Office location

1201 SW Oakley Avenue, Topeka, KS, 66604

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carl sells bank-owned life insurance (BOLI) through Bank Compensation Group, Inc. This activity takes about a quarter of his time.

Employment History
Current Registrations
Carlson Financial
January 2022 - Present · 4 yrs
Previous Registrations
Carlson Financial
October 2018 - December 2021 · 3 yrs 2 mos
Global Financial Private Capital, LLC
April 2012 - May 2019 · 7 yrs 1 mo
State Registrations3 states
COKSVA
Advisor
Exams
No exam information available for this advisor.