AP
CFA
Firm Information
Compensation
N/A
Number of Advisors
541 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Capital Client Group, Inc. is compensated by Capital Research and Management Company to cover its expenses. There are no direct fees charged to clients by Capital Client Group, Inc.
Areas of Practice
Estate Planning
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Advisor Information
Office location
333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Client Group, INC.
January 2022 - Present · 4 yrs
Capital Client Group, INC.
January 2022 - Present · 4 yrs
Capital Client Group, INC. Broker
January 2022 - Present · 4 yrs
Previous Registrations
T. Rowe Price Associates, INC.
April 2017 - January 2022 · 4 yrs 9 mos
T. Rowe Price Investment Services, INC.Broker
November 2016 - January 2022 · 5 yrs 2 mos
Touchstone Securities, INC.Broker
July 2010 - October 2016 · 6 yrs 3 mos
State Registrations3 states
CAINOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.