AB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
129 advisors
Number of Clients
5,837 clients
Average Client Portfolio
$540K average
Assets Under Management
$3.2B
Fee Structure
Minimum Investment:$50K
The most common fee structure is a percentage of assets under management. Fees are negotiable and tailored to the client's specific arrangement. Arete can also charge hourly or flat fixed fees for financial planning services. Clients using a third-party money manager are assessed an advisory fee by the third-party money manager and are not assessed a fee by Arete.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingInsurance Planning
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Advisor Information
Office location
30 Montgomery Street, Suite 1201, Jersey City, NJ, 07302
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025Denied
Other Business ActivitiesSells Insurance
Andrew works as an investment executive for Hudsonpoint Capital, dedicating full-time hours. He also works as an insurance agent selling fixed insurance and life/health insurance, spending a few hours per week on each.
Employment History
Current Registrations
Arete Wealth Advisors, LLC
November 2024 - Present · 1 yr 2 mos
Arete Wealth Management, LLCBroker
November 2024 - Present · 1 yr 2 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - November 2024 · 2 yrs 4 mos
B. Riley Wealth Advisors, INC.
June 2013 - November 2024 · 11 yrs 5 mos
National Securities CorporationBroker
March 2013 - July 2022 · 9 yrs 4 mos
Wts Proprietary Trading Group LLCBroker
January 2012 - October 2012 · 9 mos
National Securities CorporationBroker
July 2010 - November 2011 · 1 yr 4 mos
State Registrations31 states
AZCACOCTFLGAHIIAIDILINKSMAMDMEMIMNMSNCNHNJNYOHORPAPRSCTXUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.