AH

Andrew Wesley Hughes

10 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
84 advisors
Number of Clients
1,434 clients
Average Client Portfolio
$322K average
Assets Under Management
$461.5M

Fee Structure

Financial Plan Fee:$250 - $5,000
Hourly Rate:$100 - $500/hr

Fees for investment advisory services are negotiable and depend on account value, investment program, service level, and financial complexity. The IAR is authorized to charge a fee within an allowable range, starting from 0.35% to 0.5% depending on the asset level, and a maximum that cannot exceed 2.0%. Additional fees may include custodian, platform, manager, and transaction fees. Financial planning fees range from $250-$5,000 (flat fee) or $100-$500 per hour. Retirement plan advisory fees depend on plan account value, plan type, and number of participants.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

203 East Wisconsin Ave, Suite 207, Oconomowoc, WI, 53066

Get directions
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2023
Final
Employment Separation After Allegations
October 2018
Other Business ActivitiesSells Insurance

Andrew is an independent insurance agent with Hughes Agency, LLC, selling life, health, disability, and LTC insurance products, taking nearly full-time. He also officiates high school basketball and is a volunteer church council member, requiring minimal time.

Employment History
Current Registrations
Lifemark Securities CORP.
May 2024 - Present · 1 yr 8 mos
Lifemark Securities CORP. Broker
May 2024 - Present · 1 yr 8 mos
Lifemark Securities CORP.
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Farmers Financial Solutions, LLC
December 2019 - March 2020 · 3 mos
Farmers Financial Solutions, LLCBroker
November 2019 - September 2020 · 10 mos
Thrivent Investment Management INC.
October 2010 - October 2018 · 8 yrs
Thrivent Investment Management INC. Broker
September 2010 - October 2018 · 8 yrs 1 mo
State Registrations2 states
MNWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.