Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The advisory fee is negotiated between the client and the Investment Advisor Representative and generally ranges from 0.50% to 2.00%. The fee is calculated based on the account value and is prorated and deducted monthly or quarterly in arrears. If assets are allocated to a third-party money manager, clients will incur additional fees charged by that money manager. The fee does not include transaction fees, brokerage commissions, or other fees associated with any transaction or account. The fees charged to family members of associated persons of the Firm, or its affiliates may be lower than fees charged to other clients, or no fees may be charged at all.
Areas of Practice
Advisor Information
Office location
Three World Financial, 200 Vesey Street 24th Floor, New York, NY, 10281
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott is a FINRA arbitrator since June 2019, spending minimal time on this activity outside of business hours. This activity is not investment-related.