Brian J Pendleton

Hennion & Walsh Asset Management, INC.

14 Years of Experience

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Firm Information

Hennion & Walsh Asset Management, INC.

Compensation

Commission-BasedFee-Only (AUM)

Number of Advisors

67 advisors

Number of Clients

861 clients

Average Client Portfolio

$685K average

Assets Under Management

$590.1M

Fee Structure

Minimum Investment:$50K

Financial Planning:Included in AUM fee

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	1.50%
$250K - $500K	1.40%
$500K - $1.0M	1.25%
$1.0M - $5.0M	1.00%
$5M+	0.75%

PMP Program Fees for Equity and Balanced Strategies. Program Fees may be negotiated under certain circumstances.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

The firm offers several programs with different fee structures. The Portfolio Management Program (PMP) and Asset Advisor programs have fees based on asset levels, as shown in the tables. The Personalized UMA program charges an advisory fee of 2.00% plus a manager fee ranging from 0.0% to 0.50%. Minimum account sizes vary by program: generally $50,000 for PMP, $100,000 for Personalized UMA (equity and balanced strategies), and $1,000,000 for Personalized UMA (fixed income strategies). A separate financial plan is offered at no cost upon request.

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Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax Planning

Advisor Information

Office location

2001 Route 46, Waterview Plaza, Parsippany, NJ, 07054

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Regulatory History (1)

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