Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This firm offers a wrap fee program where you pay a single fee for investment advice and transaction costs. The fee covers TE3, AEWM, third-party partners, and custodian costs. The wrap program fees do not exceed 1.65%. The fee is calculated as a percentage of assets under management (AUM) based on the average daily balance of the account(s) and deducted from Client account(s) in arrears on a monthly basis. There is no stated minimum annual fee or minimum investment amount.
Areas of Practice
Advisor Information
Office location
835 Main Street, Building 200, Buda, TX, 78610
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chad is a treasurer/partner in a non-medical adult homecare business, though he has no day-to-day activities. He is also a registered representative with Madison Avenue Securities LLC, dedicating full-time hours to the sale of securities and investment products, and an investment advisor representative with Transce3nd, spending about 10-20% of his time there. Chad is also a referral partner for Advisors Excel Medicare Program and a member of LMFB, a private investment group.