Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $500K | 1.45% |
| $500K - $1.0M | 1.20% |
| $1.0M - $2.5M | 1.05% |
| $2.5M+ | 0.90% |
Fee Estimator
Investment management fees are based on a percentage of assets under management, billed quarterly. For financial planning, the firm charges up to $300 per hour, with the total fee agreed upon upfront. QRP fiduciary consulting fees will not exceed 1.50% of the QRP balance. Clients may also incur mutual fund expense ratios and transaction fees charged by custodians.
Areas of Practice
Advisor Information
Office location
90 Canal Street, Suite 442, Boston, MA, 02114
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian works as an of-counsel attorney for O'Connor & O'Connor, a general practice law firm. He spends minimal time on this activity during trading hours and a few hours per week outside of trading hours.