CS

Christopher Bruce Smirti

14 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
85 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

Fees for the Allspring Funds are based on a percentage of the fund's average daily net assets. For managed accounts, fees are negotiated with the program sponsor and generally range from 0.07% to 0.75% of the client's assets. Dual contract accounts have an upper fee range of 0.75%. Managed account clients also pay underlying investment fees and other account-related costs. Minimum account sizes range from $50,000 to $500,000 depending on the strategy and platform.

Areas of Practice
Investment Management
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Advisor Information

Office location

Garden City, NY

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Distributor, LLCBroker
June 2024 - Present · 1 yr 7 mos
Allspring Funds Distributor, LLC
June 2024 - Present · 1 yr 7 mos
Allspring Funds Management, LLC
June 2024 - Present · 1 yr 7 mos
Previous Registrations
Putnam Investment Management, LLC
November 2015 - January 2024 · 8 yrs 2 mos
Putnam Retail Management Limited PartnershipBroker
November 2010 - January 2024 · 13 yrs 2 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.