MS
Firm Information
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.
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Advisor Information
Office location
213 Washington Street, Newark, NJ, 07102
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is a notary public, performing notarization services on various legal documents since December 2023. This takes about 10-20% of his time.
Employment History
Current Registrations
Pruco Securities, LLC
February 2025 - Present · 11 mos
Pruco Securities, LLC.
January 2013 - Present · 13 yrs
Pruco Securities, LLC. Broker
January 2013 - Present · 13 yrs
Previous Registrations
Prudential Annuities Distributors, INCBroker
November 2021 - September 2022 · 10 mos
Prudential Investment Management Services LLCBroker
November 2021 - September 2022 · 10 mos
Garden State Securities, INC.Broker
October 2010 - December 2012 · 2 yrs 2 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.