Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1000K | 1.30% |
| $1.0M - $5.0M | 1.05% |
| $5.0M - $10.0M | 0.85% |
| $10M+ | 0.55% |
Fee Estimator
Advisory fees are negotiable and may be higher or lower than the standard advisory fee, but will not exceed 2% annually. Financial planning is billed hourly at $300 per hour, but a minimum rate of $150/hour may be negotiated. The Midwestern Securities Beacon Portfolios have an annual fee of $40, billed quarterly in $10 increments, which may be waived if the client’s assets invested in Beacon Portfolio exceed $25,000. The firm charges a $50 annual fee on non-discretionary IRA accounts held at NFS.
Areas of Practice
Advisor Information
Office location
630 Main St, Luxemburg, WI, 54217
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dana is an associate/employee at Bank of Luxemburg, opening and servicing accounts and offering investment advice, dedicating about half of her time. She is also a member/clerk on the Kewaunee Public School District Board of Directors, spending a few hours per week implementing policies and signing reports.