Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for investment advisory services vary based on the services provided and are typically a percentage of plan assets. The standard fee schedules are listed, but lower fees may be negotiated based on factors like asset size and complexity. A minimum annual fee up to $2,000 can be assessed, which are paid to ERS by the Plan Sponsor. These fees do not include charges associated with securities transactions or fees charged by the Plan’s Advisor and Recordkeeper.
Areas of Practice
Advisor Information
Office location
South Glastonbury, CT
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dana is a board member for Fiduciary Exchange LLC (FIDx) and Advisor Credit Exchange, LLC (ACE), representing Envestnet's investment in each company. Dana spends a few hours per week on each role.