AS

Anees Mahmood Saifi

14 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
487 advisors
Number of Clients
37,091 clients
Average Client Portfolio
$98K average
Assets Under Management
$3.7B

Fee Structure

GWN Securities offers various managed account programs with fees based on assets under management. These fees cover the firm's services, and in some cases, a portion is paid to sub-advisers. The FMAX programs have platform fees that vary depending on the program and asset level. Minimum annual platform fees range from $25 to $65 per account. No commissions or 12b-1 fees are earned by GWN Securities on any assets held in advisory accounts with some exceptions.

Areas of Practice
Investment Management
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Advisor Information

Office location

11440 North Jog Road, Palm Beach Gardens, FL, 33418-3764

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Regulatory History (2)
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Regulatory
November 2021
Final
Customer Dispute
March 2015
Settled
Other Business ActivitiesSells Insurance

Anees works as an insurance agent, dedicating about a quarter of their time to insurance sales since 2021. Anees also works full-time as a Registered Representative with LA Pension Planners, using a securities DBA for investment sales.

Employment History
Current Registrations
Gwn Securities INC.
May 2022 - Present · 3 yrs 8 mos
Gwn Securities INC.
May 2022 - Present · 3 yrs 8 mos
Gwn Securities INC. Broker
May 2022 - Present · 3 yrs 8 mos
Previous Registrations
MML Investors Services, LLC
May 2020 - May 2022 · 2 yrs
MML Investors Services, LLC Broker
April 2020 - May 2022 · 2 yrs 1 mo
AXA Advisors, LLC
March 2012 - March 2020 · 8 yrs
AXA Advisors, LLC Broker
November 2011 - March 2020 · 8 yrs 4 mos
AXA Advisors, LLC Broker
August 2011 - November 2011 · 3 mos
State Registrations5 states
CAILNJTXWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.