JP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
19 advisors
Number of Clients
1,065 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$3.1B
Fee Structure
Financial Planning:Included in AUM fee
Financial Plan Fee:$1,000
Investment management fees are negotiable, not exceeding 2.00% annually, and are prorated and paid monthly in advance based on the average daily market value of assets. Financial planning and consulting services have an initial fee of $1,000, with the remainder invoiced based on the agreement terms. Clients may incur additional fees and expenses charged by mutual funds and ETFs.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Loading...
Advisor Information
Office location
821 5th Avenue South, Suite 102, Naples, FL, 34102
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transcend Capital Advisors, LLC
February 2025 - Present · 11 mos
Previous Registrations
Charles Schwab & Co., INC.
March 2018 - November 2023 · 5 yrs 8 mos
Charles Schwab & Co., INC. Broker
March 2018 - November 2023 · 5 yrs 8 mos
Morgan Stanley
September 2011 - November 2017 · 6 yrs 2 mos
Morgan Stanley Broker
May 2011 - November 2017 · 6 yrs 6 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.