Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.95% |
| $500K - $750K | 0.90% |
| $750K - $1000K | 0.85% |
| $1.0M - $1.5M | 0.80% |
| $1.5M - $2.0M | 0.70% |
| $2M+ | 0.60% |
Fee Estimator
The firm charges an annual advisory fee based on a percentage of your assets under management. Financial planning is available on a quoted project fee basis, with fees varying depending on the services required and agreed upon in advance. There is no minimum fee for financial planning clients. The minimum account size for the Covered Options Account Portfolio is $25,000.
Areas of Practice
Advisor Information
Office location
Newbury Park, CA
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brenda is a licensed agent with multiple life, disability, and other insurance companies, offering insurance products and receiving commissions. This activity takes about 10% of her time.