Firm Information

Compensation
Fixed/Hourly
Number of Advisors
2147 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

NMIS does not deduct fees directly from clients’ accounts. Advisory fees are negotiated on a case-by-case basis and vary depending on specific services provided. Clients are not required to pay advisory fees in advance.

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Advisor Information

Office location

93 Worcester St Ste 300, Wellesley, MA, 02481

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adam may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns multiple investment properties and a non-financial services business, dedicating minimal time to each.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2014 - Present · 11 yrs 6 mos
Northwestern Mutual Investment Services, LLC Broker
July 2013 - Present · 12 yrs 6 mos
State Registrations36 states
ALARAZCACOCTDCFLGAILINKYMAMDMEMIMNMONCNHNJNVNYOHOKORPARISCSDTXUTVAWAWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.