AH
Firm Information
Compensation
Fixed/Hourly
Number of Advisors
2147 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
NMIS does not deduct fees directly from clients’ accounts. Advisory fees are negotiated on a case-by-case basis and vary depending on specific services provided. Clients are not required to pay advisory fees in advance.
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Advisor Information
Office location
720 E Wisconsin Ave, Milwaukee, WI, 53202
Get directionsRegulatory History (1)
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Criminal
February 2018Final Disposition
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLC
March 2020 - Present · 5 yrs 10 mos
Northwestern Mutual Investment Services,llc
March 2020 - Present · 5 yrs 10 mos
Northwestern Mutual Investment Services, LLC Broker
March 2020 - Present · 5 yrs 10 mos
Previous Registrations
TD Ameritrade, INC.
February 2018 - March 2018 · 1 mo
TD Ameritrade Investment Management, LLC
February 2018 - March 2018 · 1 mo
TD Ameritrade, INC.Broker
February 2018 - March 2018 · 1 mo
Scottrade Investment Management
November 2016 - February 2018 · 1 yr 3 mos
Scottrade, INC.Broker
October 2012 - February 2018 · 5 yrs 4 mos
Edward Jones Broker
May 2012 - July 2012 · 2 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.