Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Fees negotiable for accounts over $4,000,000.
Fee Estimator
The Portfolio Solutions Program charges a quarterly fee in advance based on the average daily market value of your account. This 'wrap fee' covers administrative, commission, execution, and management expenses. Cash holdings exceeding 7.5% are excluded from the fee calculation. The standard fee schedule starts at 2.00% on the first $250,000 and decreases in tiers. Fees may be negotiable. There is generally a $250,000 minimum account size, but $275,000 if including variable annuities. IRA accounts under $25,000 may be charged an annual $35 fee.
Areas of Practice
Advisor Information
Office location
5993 Merchant Street, Florence, KY, 41042
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alan is an owner and landlord of a rental property since 2021. This activity is not investment-related and requires minimal time.