AM

Aaron Scott Mckinney

Cambridge Investment Research Advisors, INC.
14 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
3845 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

This firm offers financial planning, financial wellness, and investment management services. Fees vary depending on the service and platform used. Contact the firm for specific fee information, as fees can vary based on the Financial Professional and client location. The firm does not specify AUM fee tiers in this brochure.

View Full Brochure on SEC
Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningDivorce PlanningSpecial Needs PlanningInvestment Management

Advisor Information

Office location

2100 S Utica Ave, Suite 300, Tulsa, OK, 74114

Get directions
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Denied
Customer Dispute
August 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Aaron is an advisory representative of a registered investment advisor and owns Utica Capital. He also works as an independent insurance agent for various independent insurance companies, dedicating a few hours per week.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
August 2020 - Present · 5 yrs 5 mos
Cambridge Investment Research, INC.Broker
August 2020 - Present · 5 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
September 2012 - August 2020 · 7 yrs 11 mos
Cetera Advisors LLCBroker
September 2012 - August 2020 · 7 yrs 11 mos
Securian Financial Services, INC.
October 2011 - October 2012 · 1 yr
Securian Financial Services, INC.Broker
September 2011 - October 2012 · 1 yr 1 mo
State Registrations21 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.