Firm Information

Compensation
N/A
Number of Advisors
541 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Capital Client Group, Inc. is compensated by Capital Research and Management Company to cover its expenses. There are no direct fees charged to clients by Capital Client Group, Inc.

Areas of Practice
Estate Planning
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Advisor Information

Office location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
January 2014 - Present · 12 yrs
Capital Client Group, INC.
January 2014 - Present · 12 yrs
Capital Client Group, INC. Broker
January 2014 - Present · 12 yrs
Previous Registrations
J.P. Morgan Securities LLC
March 2013 - January 2014 · 10 mos
J.P. Morgan Securities LLC Broker
March 2013 - January 2014 · 10 mos
New England Securities Corporation
January 2012 - February 2013 · 1 yr 1 mo
New England SecuritiesBroker
September 2011 - February 2013 · 1 yr 5 mos
State Registrations3 states
CANVTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alex Lee Dapron - Financial Advisor | AdvisorDiscover