Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.90% |
| $10M+ | 0.90% |
Fees over $10,000,000 are negotiable.
Fee Estimator
For portfolio management, fees are based on a percentage of assets under management, as detailed in the fee table. Financial planning and consulting services are charged a flat fee ranging from $500 to $10,000, based on the scope and complexity of the engagement. Retirement plan consulting fees will not exceed 1.00% of plan assets under management. Newsletters are provided without a separate fee. Clients also incur transaction charges and fund expenses.
Areas of Practice
Advisor Information
Office location
999 Corporate Drive, Suite 100, Ladera Ranch, CA, 92694
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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