Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Asset management fees are a maximum of 2.50% annually, based on the engagement's scope and complexity. Financial planning and consulting are charged hourly (up to $500/hour) or flat fees ($500 to $25,000), based on the engagement. Retirement plan consulting fees do not exceed 1.00% of plan assets under management. Fees are generally prepaid quarterly, with direct debit from client accounts. The firm has an economic incentive to trade infrequently within a wrap fee program, because frequent trading lowers the firm’s profitability.
Areas of Practice
Advisor Information
Office location
1332 N. Halsted, #301, Chicago, IL, 60642
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates his LPL business under the DBA DEB Financial and is an IAR with Sequoia Wealth Management. He also sells non-variable insurance and is licensed for life and health insurance, dedicating about 10-20% of his time to insurance sales.