Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.30% |
| $250K - $500K | 1.20% |
| $500K - $1000K | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.95% |
| $3.0M - $4.0M | 0.90% |
| $4.0M - $5.0M | 0.85% |
| $5.0M - $6.0M | 0.80% |
| $6.0M - $7.0M | 0.75% |
| $7M+ | 0.75% |
Fees associated with accounts greater than $7,000,000 will be negotiated.
Fee Estimator
Investment management fees are based on a tiered annual percentage of assets under management, billed quarterly in advance. For clients in the GWP platform, the total fee is 1.35%. Financial planning services are offered on an hourly basis (up to $350/hour) or a fixed engagement fee (up to $10,000). Fees may be negotiable based on the complexity of the client's circumstances. There is no minimum annual fee.
Areas of Practice
Advisor Information
Office location
4582 S Ulster St., Suite 1300, Denver, CO, 80237
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an agent for North American Life Insurance, selling non-variable insurance, and MassMutual Greater Phoenix, Agency 252. He also provides investment advisory services through Providence Capital Partners Inc. and Denver Wealth Management, Inc., spending nearly full-time on each.