Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1369 advisors
Number of Clients
97,702 clients
Average Client Portfolio
$616K average
Assets Under Management
$60.2B

Fee Structure

Our asset-based fees range up to 2.5% of assets under management. The specific fee you pay is determined by your advisor based on factors like asset value, account type, services provided, and the chosen platform. Fees are negotiable, and you may pay more or less than other clients for similar services. Fees are typically paid quarterly, either in advance or arrears. Clients with multiple accounts may be eligible for householding to reduce overall management fees.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching
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Advisor Information

Office location

700 S. Montezuma Street, Prescott, AZ, 86303

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Regulatory History (1)
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Financial
August 2017
Final
Other Business ActivitiesSells Insurance

Adam sells fixed insurance products and is a part owner of Monarch Retirement & Investments LLC. He also works as a mortgage loan officer and owns rental property, dedicating minimal time to each activity.

Employment History
Current Registrations
Kestra Advisory Services, LLC
August 2025 - Present · 5 mos
Kestra Investment Services, LLC
August 2025 - Present · 5 mos
Kestra Investment Services, LLCBroker
August 2025 - Present · 5 mos
Previous Registrations
Commonwealth Financial Network
January 2013 - August 2025 · 12 yrs 7 mos
Commonwealth Financial Network Broker
January 2013 - August 2025 · 12 yrs 7 mos
Sii Investments, INC.
February 2012 - January 2013 · 11 mos
Sii Investments, INC.Broker
November 2011 - January 2013 · 1 yr 2 mos
State Registrations21 states
ALAZCACOFLGAIDILINMNMONCNMNVORTNTXUTVAWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.