Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees range up to 1.50% annually, based on factors like service complexity and asset level. Fees are paid quarterly in advance. Financial planning is offered hourly (up to $1,500/hour) or as a fixed engagement fee, with estimates provided beforehand. Retirement plan advisory services are charged an annual asset-based fee of up to 1.00%. Clients will also incur custody and securities execution fees charged by the Custodian.
Areas of Practice
Advisor Information
Office location
3 World Trade Center, 38th Floor, 175 Greenwich Street, New York, NY, 10007
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lu is the 100% owner, President, and Chief Compliance Officer of Vanquour, LLC, a registered investment advisory firm, since November 2021. Lu dedicates a full-time workload to overseeing a book of clients and managing financial advisors, with a few hours per week during trading hours.