Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
17 advisors
Number of Clients
560 clients
Average Client Portfolio
$218K average
Assets Under Management
$122.3M

Fee Structure

Minimum Investment:$50K
Hourly Rate:$200 - $500/hr

Fees are calculated based on total assets per household. Customers will receive advance billing notice either on statement or in an invoice. The fee will be deducted from the account monthly up to through National Financial and Folio in arrears, quarterly in arrears at RBC Clearing, Schwab, Delta and Equity Trust Advisor Solutions and quarterly in advance at AssetMark and Empirical Asset Management. CCMA can charge an hourly fee which is provided upon request only to provide analysis of stock, non-stock, bond financial investments, insurance, estate, and tax planning. The fee will range from $200 an hour to $500 an hour based on the complexity of the analysis.

Areas of Practice
Investment Management
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Advisor Information

Office location

Dana Point, CA

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chase works part-time as a bartender at Dana Point Ale House, a food service business. This non-investment related activity takes about a quarter of his time.

Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
March 2023 - Present · 2 yrs 10 mos
American Trust Investment Services, INC.Broker
March 2023 - Present · 2 yrs 10 mos
American Trust Investment Services, INC.
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Oppenheimer & CO. INC. Broker
June 2018 - March 2023 · 4 yrs 9 mos
Oppenheimer & CO. INC.
June 2018 - March 2023 · 4 yrs 9 mos
Wedbush Securities INC.
March 2015 - June 2018 · 3 yrs 3 mos
Wedbush Securities INC. Broker
January 2015 - June 2018 · 3 yrs 5 mos
Sc Distributors, LLCBroker
July 2014 - January 2015 · 6 mos
Putnam Retail Management Limited PartnershipBroker
November 2011 - July 2014 · 2 yrs 8 mos
State Registrations6 states
AZCACONVNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.